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403 N. Parkway Ste. 101, Jackson, TN 38305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella And Co., Inc. | Boston | MA | 03/2012 | 04/2021 |
| Silver Oak Securities Inc. | Jackson | TN | 04/2021 | Present |
| Big Rock Wealth Advisors | Burlington | NC | 03/2012 | Present |
1) Big Rock Wealth Advisors,Is Investment Related, Branch Location,Non-Securities Insurance,Registered Principal,2021-04-01,5 hours per month,5 hours per month during trading hours,Commission Compensation,"The IAR is also an insurance agent. As an insurance agent the IAR is able to provide various lines of non-securities insurance products and fixed annuities. The amount of time devoted to this outside business activity can vary, but generally consists of 5 hours per month, all during trading hours. The IAR may also receive compensation in the form of commission for the sales of non-securities insurance products." 2) Big Rock Wealth Advisors,Is Investment Related, Branch Location,DBA for Securities & Insurance Business,Registered Principal,2021-04-01,180 hours per month,180 hours per month during trading hours,Fee Based Compensation,DBA for conducting business 3) Walter M Williams High School,Is Not Investment Related,1307 S Church St Burlington, NC 27215, HS Baseball Team,Asst Baseball Coach (pitching),2022-02-02,40 hours per month,0 hours per month during trading hours,Other Compensation,Coaching stipend will be between $600-$1000. The goal was to redirect the funds back as a donation to the team but this can only be accomplished by receiving the stipend and making a corresponding donation to the team. 4) Top Gun,Is Not Investment Related,"912 Gasser Dr SW, , Concord, NC, 28027, United States",Youth Baseball Umpire,Umpire,9/6/2024,25 hours per month,0 hours per month during trading hours,Other Compensation,Umpires are paid a flat fee per game ranging from $35-$75 based on many factors including age group and length of games for that particular tournament. Typically umpires work 3-5 games per day. Tournaments are primarily Saturdays & Sundays. Sometimes games will be on Friday nights but will not start before 6PM if that is the case. 5) 5 Diamonds Tournament Baseball,Is Not Investment Related,"5250 Walker Mill Rd, , Sophia, NC, 27350, United States",Youth Baseball Tournaments,Baseball Director,3/13/2026,80 hours per month,0 hours per month during trading hours,Other Compensation,"I would be the onsite director for baseball tournaments. Teams aged 8 to 18 years old. Duties would include overseeing competition, scheduling teams and interpreting rules. Additional duties are making sure umpires are trained, coordinating staffing for umpires, gate workers, field crews and operations employees. Dealing with any issues at the complex from coaches, players or parents.Compensation would be variable. Generally it's a daily fee based on the number of teams entered in that weekend's event. Daily compensation would range from $150-$350 per day. Paid as a 1099 employee from Perfect Game USA which is the santioning body that 5 Diamonds is affiliated with. Similar to how Silver Oak operates with independent advisors. I am not a director or officer for either Perfect Game nor 5 Diamonds. The "director" in the title is just industry standard to identify the person in charge at the field."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-28 |
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