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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-16 |
| NJ | RA | APPROVED | 2022-04-04 |
Branch Locations
25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Summit | NJ | 05/2010 | Present |
| Jpmorgan Chase Bank Na | Summit | NJ | 11/2009 | Present |
Entity Name: Modal Investment related: No "Address: https://modal.com/ 33 Spring St Floor 11, New York, NY 10013" Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 04/28/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: AI Infrastructure Passive preferred equity investor in the Series C No connection to JPM "
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-25 |
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