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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-04-01
  • OH RA
    APPROVED
    Since 2023-04-01

Branch Locations

6100 Oak Tree Blvd Ste 105, Independence, OH 44131 • United States

Medina, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Independence OH 06/2008 Present
Other Businesses

Board of Directors; Buckeye Music Boosters of Medina County, Inc. Executive Board; Executive Board Member; 8162 Branch Rd, , Medina, OH, 44256; Not Investment-Related; 06/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Christopher A. Roborecki And Associates, INC; AFA and Director of Operations; Manage advisory business; 6100 Oak Tree Blvd., Suite 105, Independence, OH, 44131; Investment-Related; 05/11/2016; 60 hours per month; 60 during trading hours. Other Business Activities; Boy Scout Troop 500; Troop Treasurer; 6566 Norwalk Rd, , Medina, OH, 44256; Not Investment-Related; 10/11/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-29
  • S66 Uniform Combined State Law Examination
    2023-03-29
Other Names
  • Wendy Lynn Sager
  • Wendy L Swantek

View on SEC IAPD

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