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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-03-30
NC RA APPROVED 2015-03-30
TX RA APPROVED_RES 2015-03-30
OH RA APPROVED 2015-03-26
CA RA APPROVED 2006-10-24
  • LA RA
    APPROVED
    Since 2015-03-30
  • NC RA
    APPROVED
    Since 2015-03-30
  • TX RA
    APPROVED_RES
    Since 2015-03-30
  • OH RA
    APPROVED
    Since 2015-03-26
  • CA RA
    APPROVED
    Since 2006-10-24

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

601 S. Figueroa Street Floor 35, Los Angeles, CA 90017 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Los Angeles CA 10/2010 Present
J.P. Morgan Securities Llc Los Angeles CA 10/2008 Present
Very Good Light Brooklyn NY 09/2022 04/2026
  • 10/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 10/2008 → Present
    Los Angeles, CA
  • 09/2022 → 04/2026
    Very Good Light
    Brooklyn, NY
Previous Registrations
  • 2006-01-18 → 2006-10-23
    Wells Fargo Investments, Llc
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-14
  • S66 Uniform Combined State Law Examination
    2006-01-14
Designations
Other Names
  • Sam Kim
  • Samuel Kim
  • Samuel S Kim
  • Samuel Somjoo Kim

View on SEC IAPD

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