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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-12-04
IA RA APPROVED 2023-11-27
TX RA APPROVED 2023-11-27
  • SD RA
    APPROVED
    Since 2023-12-04
  • IA RA
    APPROVED
    Since 2023-11-27
  • TX RA
    APPROVED
    Since 2023-11-27

Branch Locations

Sergeant Bluff, IA • United States

350 Oak Tree Lane Suite 150, Dakota Dunes, SD 57049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Sioux City IA 06/2008 01/2019
Princor Financial Services Corp Sioux City IA 06/2008 01/2019
Pruco Securities, Llc. Omaha NE 01/2019 11/2023
Prudential Insurance Company Of America Omaha NE 01/2019 11/2023
Clear Path Financial Sioux City IA 01/2019 Present
Osaic Wealth, Inc Sioux City IA 11/2023 Present
  • 06/2008 → 01/2019
    Principal Life Insurance Co
    Sioux City, IA
  • 06/2008 → 01/2019
    Princor Financial Services Corp
    Sioux City, IA
  • 01/2019 → 11/2023
    Omaha, NE
  • 01/2019 → 11/2023
    Prudential Insurance Company Of America
    Omaha, NE
  • 01/2019 → Present
    Clear Path Financial
    Sioux City, IA
  • 11/2023 → Present
    Sioux City, IA
Previous Registrations
Other Businesses

1. PRINCIPAL FINANCIAL TRAILS POSITION: agent NATURE: Principal Fixed Trails INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2017 ADDRESS: 3901 Transit Ave, Sioux City IA 51054, United States DESCRIPTION: no duties/responsibilities 2. SIOUXLAND HUMANE SOCIETY POSITION: Board Member NATURE: Not For Profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: 1015 Tri View Ave, Sioux City IA 51103, United States DESCRIPTION: Voting member of board and nominating committee that works to find new members 3. TRUSTEE FOR BRIAN JOHNSON IRR TRUST POSITION: Trustee NATURE: Acting as trustee for the IRR Trust of my dad Brian Johnson INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 4873 Bradford Lane, Sioux City IA 51106, United States DESCRIPTION: If both my parents were to pass, I would act as the trustee for the trust 4. BOULDER BANCROFT LLC POSITION: passive investor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2019 ADDRESS: 117 S 25th St, Omaha NE 68131, United States DESCRIPTION: no duties, only passive investing 5. EAGLE CREEK AND LANGSTON LOGE LLC POSITION: owner/passive investor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2019 ADDRESS: 117 S. 25th St, Omaha NE 68131, United States DESCRIPTION: no duties, passive investing only 6. SERGEANT BLUFF COMMUNITY FOUNDATION POSITION: Board member NATURE: 501c3 Charitable Org INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 4425 Singing Hills Blvd, STE 100, Sioux City IA 51106, United States DESCRIPTION: Helping to decide on projects using donor dollars that will improve the Sergeant Bluff community 7. STERK FINANCIAL SERVICES POSITION: partner NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 09/01/2025 ADDRESS: 350 Oak Tree Lane, #150, Dakota Dunes SD 57049, United States DESCRIPTION: participationin Sterk Financial Services mulit-generational joint venture insurance and benefit sales 8. UNITY POINT HEALTH FOUNDATION POSITION: Board Member NATURE: NonProfit/Charitable INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/02/2026 ADDRESS: 2720 Stone Park Blvd, Sioux City IA 51104, United States DESCRIPTION: Serving on the board to help find ways to support the growing hospital network in Sioux City, help families, improve research and facilities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-03
S63 Uniform Securities Agent State Law Examination 2008-08-15
  • S65 Uniform Investment Adviser Law Examination
    2015-10-03
  • S63 Uniform Securities Agent State Law Examination
    2008-08-15
Other Names
  • Jordan J Johnson
  • Jordan J Johnson
  • Jordan J Ireland

View on SEC IAPD

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