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Current Employers
Mm Ascend Life Investor Services, Llc

191 Rosa Parks Street, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-06-03
  • OH RA
    APPROVED
    Since 2020-06-03

Branch Locations

Naples, FL • United States

191 Rosa Parks, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insource Inc Indiamapolis IN 11/2015 11/2018
The Leaders Group Inc Littleton CO 08/2016 11/2017
Navian Capital Securities, Llc Cincinnati OH 12/2017 11/2018
Nepsis Advisor Services, Inc. Minneapolis MN 04/2018 12/2018
Cuna Brokerage Services, Inc. Waverly IA 11/2018 04/2020
Cuna Mutual Group Waverly IA 12/2018 04/2020
Mm Ascend Life Investor Services, Llc Cincinnati OH 04/2020 Present
Great American Insurance Group Cincinnati OH 04/2020 05/2021
Massmutual Ascend Life Insurance Company Cincinnati OH 05/2021 Present
  • 11/2015 → 11/2018
    Insource Inc
    Indiamapolis, IN
  • 08/2016 → 11/2017
    The Leaders Group Inc
    Littleton, CO
  • 12/2017 → 11/2018
    Navian Capital Securities, Llc
    Cincinnati, OH
  • 04/2018 → 12/2018
    Nepsis Advisor Services, Inc.
    Minneapolis, MN
  • 11/2018 → 04/2020
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 12/2018 → 04/2020
    Cuna Mutual Group
    Waverly, IA
  • 04/2020 → Present
    Cincinnati, OH
  • 04/2020 → 05/2021
    Great American Insurance Group
    Cincinnati, OH
  • 05/2021 → Present
    Massmutual Ascend Life Insurance Company
    Cincinnati, OH
Previous Registrations
  • 2019-01-10 → 2020-04-15
    Cuna Brokerage Services, Inc.
    Ramsey, MN
    Waverly, IA
  • 2018-04-23 → 2018-12-19
    Nepsis Advisor Services, Inc.
    Ramsey, MN
    Minneapolis, MN
Other Businesses

1.) Matt is approved for the occasional sale of non-securities insurance products to friends and family. 2.) MassMutual Ascend Life Insurance Company (MMALIC), located at 191 Rosa Parks Street, Cincinnati, Ohio 45202 is the parent company of MM Ascend Life Investor Services, LLC (MMALIS). MMALIC issues annuities, including registered annuity products. MMALIS serves as the distributor for MMALIC's registered annuities. Matthew works for MMALIC's Annuity Sales division. Position: External Wholesaler ; full-time occupation. 3.) Matt is approved to perform volunteer services for Higher Honduras, a for-profit organization, which funds and supports Project e15, a non-profit organization. Activities are limited to approximately 8-16 hours per quarter. No securities-related activities, solicitation, or client involvement.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-05
  • S66 Uniform Combined State Law Examination
    2010-08-05
Other Names
  • Matt Schmitz

View on SEC IAPD

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