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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-09-11 |
Branch Locations
11111 Santa Monica Blvd Ste 1100, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Juan Baron | Los Angeles | CA | 09/2013 | 03/2019 |
| Northwestern Mutual Investment Services, Llc | Los Angeles | CA | 09/2013 | Present |
| University High School | Los Angeles | CA | 04/2017 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2019 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2013 | 03/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2019 | Present |
1. VICE PRESIDENT, CAMP RONALD MCDONALD FOR GOOD TIMES, 1250 LYMAN PL, LOS ANGELES, , CALIFORNIA, 90029, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/06/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, VICE PRESIDENT ON BOARD OF TRUSTEES; HELP TO BE AN AMBASSADOR FOR CAMP 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 3. 100% OWNER, 12030 ROCHESTER AVE #112, 12030 ROCHESTER AVE #112, LOS ANGELES, , CALIFORNIA, 90025, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/9/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTING OUT MY 1 BEDROOM CONDO IN WEST LA 4. 100% OWNER, 3215 CORINNA DR, 3215 CORINNA DR, RANCHO PALOS VERDES, , CALIFORNIA, 90275, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 09/11/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF RENTAL PROPERTY 5. SILVERSEA, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/30/2025, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-15 |
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