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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-07 |
| TX | RA | APPROVED | 2022-05-02 |
| VA | RA | APPROVED | 2021-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riverfront Investment Group | Richmond | VA | 01/2015 | 01/2017 |
| Alps Distributors, Inc. | Richmond | VA | 06/2010 | 04/2021 |
| Riverfront Investment Group, Llc | Richmond | VA | 01/2017 | 12/2017 |
| Riverfront Investment Group, Llc | Richmond | VA | 01/2018 | 01/2019 |
| Riverfront Investment Group, Llc | Richmond | VA | 01/2019 | 12/2019 |
| Riverfront Investment Group, Llc | Richmond | VA | 01/2020 | 04/2021 |
| Lpl Financial, Llc | Richmond | VA | 05/2021 | Present |
1. 05/03/2021 - JULE, LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 2116 FLOYD AVE, RICHMOND, VA 23220 - Start date: 03/2012 2. 05/03/2021 - GLOWNIA FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ RICHMOND, VA 3. 10/26/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/20/2022 - 1 Hour Per Month/1 Hour During Securities Trading. 4. 10/07/2025 - Glownia Holdings LLC - Business Entity For Tax/Investment Purposes Only - Not Inv rel - Home Based - Start date; 10/3/2025 - 1hrs/mnth 0hrs during Trading 5. 11/12/2025 - Heron's Point Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 8 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-19 |
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