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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-09-16 |
| CO | RA | APPROVED | 2024-08-02 |
| TX | RA | APPROVED | 2015-08-12 |
Branch Locations
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sws Financial Services Inc | Austin | TX | 08/2015 | Present |
1) JEFF HUFFORD CPA, LLC - NON INVESTMENT RELATED - AUSTIN TX - TAX PREPARATION AND BOOKKEEPING SEVICES. I PREPARE TAX RETURNS AND PERFORM OTHER ACCOUNTING SERVICES. STARTED 03/2014 - APPROXIMATELY 80 HOURS PER MONTH, 2 - 4 HOURS PER DAY DURING SECURITIES TRADING HOURS. 2) RENTAL PROPERTY (50% OWNERSHIP INTEREST) - DALLAS TX - 2 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-21 |
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