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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
IL RA APPROVED 2010-06-15
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • IL RA
    APPROVED
    Since 2010-06-15

Branch Locations

19 West Chicago Ave, Naperville, IL 60540-5301 • United States

500 S. Third Street Suite 135, Geneva, IL 60134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Geneva IL 05/2010 Present
Charles Schwab Bank Ssb Geneva IL 05/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-04
  • S66 Uniform Combined State Law Examination
    2008-10-04

View on SEC IAPD

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