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Luigi Pecorino

Ameriprise Financial Services, LLC

Minneapolis, MN

York, SC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-12
MN RA APPROVED 2025-05-09
SC RA APPROVED 2025-05-08
  • NC RA
    APPROVED
    Since 2025-05-12
  • MN RA
    APPROVED
    Since 2025-05-09
  • SC RA
    APPROVED
    Since 2025-05-08

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

York, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial. Llc Charlotte NC 03/2016 12/2023
Cadaret Grant & Co., Inc. Syracuse NY 12/2023 09/2024
Lpl Financial Llc Fort Mill SC 09/2024 03/2025
Ameriprise Financial Services, Llc Minneapolis MN 04/2025 Present
Previous Registrations
  • 2024-10-23 → 2025-04-15
    Lpl Financial Llc
    Fort Mill, SC
  • 2023-12-12 → 2024-09-10
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
  • 2016-11-01 → 2023-12-12
    Lpl Financial Llc
    Fort Mill, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-31
S63 Uniform Securities Agent State Law Examination 2009-06-27
  • S66 Uniform Combined State Law Examination
    2016-10-31
  • S63 Uniform Securities Agent State Law Examination
    2009-06-27
Other Names
  • Luigi Vincent Pecorino

View on SEC IAPD

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