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210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-10-22 |
Branch Locations
210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 12/2015 | 11/2018 |
| Cetera Advisors Llc | Denver | CO | 12/2015 | 11/2018 |
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2015 | 12/2024 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2015 | 11/2018 |
| First Allied Securities, Inc. | San Diego | CA | 12/2015 | 11/2018 |
| Investors Capital Corp. | Lynnfield | MA | 12/2015 | 11/2016 |
| Legend Equities Corporation | Palm Beach Gardens | FL | 12/2015 | 12/2016 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 12/2015 | 11/2018 |
| Girard Securities, Inc. | San Diego | CA | 12/2015 | 11/2017 |
| Vsr Financial Services, Inc. | Overland Park | KS | 12/2015 | 12/2016 |
| Cetera Investment Advisers Llc | Atlanta | GA | 12/2015 | 12/2024 |
| First Command Financial Services, Inc | Fort Worth | TX | 03/2025 | 06/2025 |
| Unemployed | Piedmont | SC | 12/2024 | 03/2025 |
| Unemployed | Piedmont | SC | 06/2025 | 10/2025 |
| William Joseph Capital Management, Inc. | Hartford | CT | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-13 |
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