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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2010-03-19 |
Branch Locations
6226 Covington Rd Moore Financial Center, Fort Wayne, IN 46804 • United States
Ft Wayne, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Ft Wayne | IN | 03/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Fort Wayne | IN | 03/2020 | Present |
Board of Directors; Specialty Tutoring; Tracie Luley Board SECRETARY; 10002 Dawsons Creek Blvd, , Fort Wayne, IN, 46825; Investment-Related; 03/01/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; CPM Group; I am a licensed employee - an AFA.; Manage advisory business; 6226 Covington Road, , Fort Wayne, IN, 46804; Investment-Related; 03/23/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-02 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-31 |
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