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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-05-20
NE RA APPROVED 2005-03-28
  • TX RA
    APPROVED_RES
    Since 2009-05-20
  • NE RA
    APPROVED
    Since 2005-03-28

Branch Locations

1809 N 169Th Plaza Ste. A, Omaha, NE 68118 • United States

10404 Essex Ct. Ste. 600, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 04/2004 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2004 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 Present
  • 04/2004 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2004 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2005 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) RICK YOUNG FINANCIAL SERVICES, 1809 N 169TH PLZ, UNIT A, OMAHA, NE, 8/2005 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE CARRIERS. INV REL - 5/WK- 2/TRADING. 2) HABITAT FOR HUMANITY OMAHA, 2205 AMES, OMAHA, NE. BEGAN 1/2003 AS A MEMBER ON THE BOARD OF DIRECTORS WHO CANNOT ACT ON BEHALF OF HABITAT WITHOUT PERMISSION OT THE OTHER BOARD MEMBERS. DEVOTES 2 1/2 HOURS PER WEEK, 1 HOUR PER WEEK DURING TRADING HOURS. 3) CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC ; 1776 PLEASANT PLAIN ROAD, FAIRFIELD, IA 52556 ; BEGAN 11/01/2010 ; AS IAR ; INVESTMENT RELATED ; DEVOTES 25 HRS/WK ; 25 DURING TRADING HOURS. 4) RYFS CONDO LLC (INVESTMENT RELATED), 1809 NORTH 169TH PLAZA UNIT A, OMAHA, NE 68118; I AM BUYING AN OFFICE CONDO FOR RICK YOUNG FINANCIAL SERVICES TO OFFICE OUT OF. I WILL BE THE ONLY MEMBER OF THE LLC (RYFS CONDO LLC) THAT WILL OWN THIS PROPERTY. THERE WILL NOT BE ANY OTHER TENANTS THAN CAMBRIDGE REPS AND MY ADMIN; START DATE: 7/29/13; 2 HRS/WK, 1 HR/WK DURING SECURITIES TRADING HRS. 5) Sole Prop, 1885 Blue Sage Parkway, Elkhorn NE 68022. Joint Owner of Farm Land. 9/15/2017, not investment related, 1/weekly, 0/trading. 6) RICK AND ANNA YOUNG, 3702 JACKSON ST, OMAHA NE 68105, 03/2024, OWNER, REAL ESTATE, NIR, 3 HR/MO - 1 HR/MO TRADING. 7) LEGACY & LEDGER DBA RYFS TAX, 10404 Essex Ct, suite 600, Omaha NE 68114, United States, 03/10/2025, Owner, Accounting/Bookkeeping/Payroll Services, 5 HR/MO - 3 HR/MO TRADING. 8) BOARD MEMBER BRIAR HILLS OFFICE COMPLEX, 1807 N 169th Plaza, Omaha NE 68118, 04/2025, Board Member, Administrative, NIR, 5 HR/MO, 3 HR/MO TRADING. 9) RA YOUNG FARMS LLC, 1885 Blue Sage Parkway, Elkhorn NE 68022, United States, 10/2025, President, Agriculture, NIR, 5 HR/MO, 2 HR/MO TRADING 10) RICK YOUNG FINANCIAL SERVICES, 10404 Essex Ct, Ste 600, Omaha, NE 68114, 08/2005, President, Insurance/Benefits/Human Resources, INV REL, 160 HR/MO, 160 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-01
S63 Uniform Securities Agent State Law Examination 1996-06-05
  • S65 Uniform Investment Adviser Law Examination
    1999-12-01
  • S63 Uniform Securities Agent State Law Examination
    1996-06-05
Designations

View on SEC IAPD

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