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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Sedona | AZ | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Sedona | AZ | 11/2018 | Present |
1) INDEPENDENT INS. AGENT POSITION: Agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 08/01/2004 ADDRESS: 95 w mallard dr, Sedona AZ 86336, United States DESCRIPTION: obtaining health/life insurance for individuals 2) BRACKIN BENEFITS POSITION: owner NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 10/01/2009 ADDRESS: 95 W Mallard Dr, Sedona AZ 86336, United States DESCRIPTION: obtaining health/life insurance for individuals 3) D&E BRACKIN LP POSITION: limited partner NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2008 ADDRESS: 720 N. Inland Shores, Flagstaff AZ 86004, United States DESCRIPTION: no duties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-22 |
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