Lawrence Raymond Zech

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2020-10-29
TX	RA	APPROVED_RES	2010-01-19
CA	RA	APPROVED	1997-07-08

ID RA
APPROVED

Since 2020-10-29
TX RA
APPROVED_RES

Since 2010-01-19
CA RA
APPROVED

Since 1997-07-08

Branch Locations

75 280 Highway 111, Indian Wells, CA 92210 • United States

Donnelly, ID • United States

3390 University Avenue, Riverside, CA 92501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Palm Desert	CA	04/1996	Present

04/1996 → Present

Ubs Financial Services Inc.

Palm Desert, CA

Other Businesses

1) Name of Business: Tamarack resrt./ Address: 311 villiage drive donnelly idahoUnited States 83615./ Investment Related: No./ Nature: golf course maintenance work./ Role: golf course maintenance./ Start Date: 9/11/2023.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-06-25
S65	Uniform Investment Adviser Law Examination	1996-06-25

S63 Uniform Securities Agent State Law Examination

1996-06-25
S65 Uniform Investment Adviser Law Examination

1996-06-25