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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-18
VA RA APPROVED 2019-11-18
  • TX RA
    APPROVED
    Since 2019-11-18
  • VA RA
    APPROVED
    Since 2019-11-18

Branch Locations

11921 Freedom Dr. Ste 550, Reston, VA 20190 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Co Mclean VA 03/1996 11/2019
Northwestern Mutual Investment Services, Llc Mclean VA 04/1996 11/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 11/2019
Cambridge Investment Research, Inc. Fairfield IA 11/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2019 Present
Previous Registrations
Other Businesses

1.FLOWERSTONE FINANCIAL, 1900 RESTON METRO PLZ STE 600, RESTON, VA, 11/2019 AS FOUNDER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40/WK - 3/TRADING. 2.STILLE GROUP LLC, 2115 TWIN MILL LN, OAKTON, VA, 11/2019 AS OWNER/COLLECT INSURANCE COMMISSIONS. NIR - 40/MO - 40/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. FLOWERSTONE FINANCIAL INC. 1900 RESTON METRO PLAZA STE 600, RESTON VA, OWNER, FOUNDER, ENTITY, 05.14.21, INR REL, 50 HR WK- 8/TRADING HR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-14
S63 Uniform Securities Agent State Law Examination 1997-02-24
  • S65 Uniform Investment Adviser Law Examination
    2012-11-14
  • S63 Uniform Securities Agent State Law Examination
    1997-02-24
Designations

View on SEC IAPD

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