Cheri Yu

Current Employers

Employment History

• 04/2007 → 07/2022
  The Financial Services Network
  San Mateo, CA
• 09/2009 → 07/2022
  Lpl Financial, Llc
  San Mateo, CA
• 08/2022 → 03/2023
  Morgan Stanley
  Sacramento, CA
• 12/2023 → Present
  Fidelity Investments
  Covington, KY
• 04/2023 → 11/2023
  Unemployed
  Elk Grove, CA
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2024-01-23 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Elk Grove, CA
• 2022-08-11 → 2023-05-03
  Morgan Stanley
  Sacramento, CA
• 2009-09-08 → 2022-08-15
  Lpl Financial Llc
  Palm Desert, CA
  Salt Lake City, UT
  San Francisco, CA
  San Francisco, CA
  Sacramento, CA
  Elk Grove, CA
• 2008-09-17 → 2009-12-11
  Strategic Wealth Advisors Group
  San Mateo, CA
• 2008-12-18 → 2009-10-01
  Associated Planners Investment Advisory Inc
  Boston, MA
• 2008-12-18 → 2009-09-08
  Associated Securities Corp.
  San Francisco, CA
  San Mateo, CA
  San Francisco, CA
  Salt Lake City, UT
  Palm Springs, CA
  Santa Rosa, CA
• 2007-04-25 → 2008-12-31
  Fsc Securities Corporation
  San Francisco, CA
  San Mateo, CA
  San Mateo, CA
• 2005-09-02 → 2007-04-03
  Citicorp Investment Services
  Los Angeles, CA
  Los Angeles, CA
• 2004-05-21 → 2005-04-25
  Citicorp Investment Services
  Glendale, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-09-11
• S63 Uniform Securities Agent State Law Examination
  1996-09-17

Other Names

• Cheri Li Yu