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Francis Alexander Frisch

Chapin, Davis

Baltimore, MD

Baltimore, MD

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Current Employers
Chapin, Davis

1411 Clarkview Road, Baltimore, MD 21209 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2009-05-29
  • MD RA
    APPROVED
    Since 2009-05-29

Branch Locations

1340 Smith Ave Suite 200, Baltimore, MD 21209 • United States

1411 Clarkview Road, Baltimore, MD 21209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chapin Davis Baltimore MD 05/2009 Present
Previous Registrations
Other Businesses

Chapin Davis Insurance, Inc. / investment related / 1411 Clarkview Road, Baltimore, MD 21209 / Insurance Agency / Sales Agent / Independent Contractor / 01/01/2024 start date / 4 hours per month / 4 hours during securities trading hours / sales and service of variable and fixed insurance products. // South Street Securities / investment related / 1155 Avenue of the Americas, 14th Floor, New York, NY 10036 / Marketing repurchase agreements / solicitor / contractor / 5-31-2009 / 112 hours per month / 112 hours during securities trading hours / Marketing repurchase agreement capabilities of South Street Securities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-20
S63 Uniform Securities Agent State Law Examination 1996-05-31
  • S65 Uniform Investment Adviser Law Examination
    1996-06-20
  • S63 Uniform Securities Agent State Law Examination
    1996-05-31
Other Names
  • Francis Alex Frisch
  • Alex Frisch

View on SEC IAPD

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