Anthony William Smart

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2018-07-02

ME RA
APPROVED

Since 2018-07-02

Branch Locations

Hampden, ME • United States

30 Braintree Hill Office Park Ste 106, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual/United Of Omaha Insurance Company	Hampden	ME	07/1995	Present
Mutual Of Omaha Investor Services, Inc.	Braintree	MA	07/1995	Present

07/1995 → Present

Mutual/United Of Omaha Insurance Company

Hampden, ME
07/1995 → Present

Mutual Of Omaha Investor Services, Inc.

Braintree, MA

Other Businesses

TONY SMART - INSURANCE AGENT; LIFE, HEALTH AND ANNUITIES. 1995 THROUGH PRESENT. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-06-29
S63	Uniform Securities Agent State Law Examination	2010-11-11

S65 Uniform Investment Adviser Law Examination

2018-06-29
S63 Uniform Securities Agent State Law Examination

2010-11-11

Other Names

Tony Smart

View on SEC IAPD