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Jeffrey Peter Arouth

Ameriprise Financial Services, LLC

Danvers, MA

Salem, MA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-24
NH RA APPROVED 2021-08-13
  • TX RA
    APPROVED
    Since 2021-08-24
  • NH RA
    APPROVED
    Since 2021-08-13

Branch Locations

175 Andover St Ste 201, Danvers, MA 01923 • United States

Salem, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Salem MA 02/2010 07/2021
Salem Five Cents Savings Bank Salem MA 02/2010 07/2021
Ameriprise Financial Services Llc Danvers MA 08/2021 Present
Previous Registrations
  • 2010-02-17 → 2021-08-19
    Lpl Financial Llc
    Fort Mill, SC
    Swampscott, MA
    Salem, MA
  • 2005-09-01 → 2009-04-28
    Banc Of America Investment Services, Inc.
    Boston, MA
    Newton, MA
    Wellesley, MA
    Newton, MA
  • 2004-10-20 → 2005-03-28
    Banc Of America Investment Services, Inc.
    Reading, MA
  • 2003-07-22 → 2004-10-20
    Quick & Reilly, Inc.
    Reading, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-29
S63 Uniform Securities Agent State Law Examination 1996-06-28
  • S65 Uniform Investment Adviser Law Examination
    1998-01-29
  • S63 Uniform Securities Agent State Law Examination
    1996-06-28

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
FORTIS CAPITAL ADVISORS, LLC
NVEST FINANCIAL, LLC

Other Investors

CAMAY KWONG PASCUCCI
KATELYNN JULIE KENDALL
Zachary Delano
DOUGLAS TILGHMAN WILSON
Mark Patrick Sullivan
JAMES FRANKEL HORROCKS
SEAN PATRICK GIBBONS
SHANE POULIN

Other Offices

ONEDIGITAL · Danvers, MA
RBC CAPITAL MARKETS, LLC · DANVERS, MA
JANNEY MONTGOMERY SCOTT LLC · Danvers, MA
ROBERT W. BAIRD & CO. INCORPORATED · Danvers, MA
CETERA INVESTMENT ADVISERS LLC · DANVERS, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Danvers, MA
FORTIS CAPITAL ADVISORS, LLC · Danvers, MA
NVEST FINANCIAL, LLC · DANVERS, MA

More in Danvers, MA

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