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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-20 |
| WA | RA | APPROVED | 1996-08-14 |
Branch Locations
14205 Se 36Th St Ste 100, Bellevue, WA 98006 • United States
Newcastle, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bellevue | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 03/2020 | Present |
Independent Insurance Brokering; LIfewise Assurance Company; 11/03/2003; / Lifewise Health Plan of Washington; 08/31/2001; / Nationwide Life Insurance Company; 10/07/1997; / Premera Blue Cross; 08/31/2001; . Other Business Activities; Photography, self employed; Taking pictures for a local public school district.; Probably at any one of the local school in the district., ,; ; 11/01/2013; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-04 |
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