Kalpana K. Thakkar

Strategic Advisers LLC

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

NJ RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Oakland, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc	Paramus	NJ	09/2017	06/2021
Unemployed	Oakland	NJ	01/2014	08/2017
The Prudential Insurance Company Of America	Paramus	NJ	01/2018	06/2021
Fidelity Investments	Merrimack	NH	06/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

09/2017 → 06/2021

Pruco Securities, Llc

Paramus, NJ
01/2014 → 08/2017

Unemployed

Oakland, NJ
01/2018 → 06/2021

The Prudential Insurance Company Of America

Paramus, NJ
06/2021 → Present

Fidelity Investments

Merrimack, NH
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2021-10-01 → 2025-03-31

Fidelity Personal And Workplace Advisors

Oakland, NJ
2018-11-01 → 2021-06-25

Pruco Securities, Llc.

Paramus, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-08-30
S63	Uniform Securities Agent State Law Examination	2017-12-27

S65 Uniform Investment Adviser Law Examination

2018-08-30
S63 Uniform Securities Agent State Law Examination

2017-12-27

Other Names

Kalpana Thakkar
Kalpana K Thakkar

View on SEC IAPD

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