Duane Kevin Shumaker

Current Employers

Employment History

• 01/2015 → 02/2022
  First Financial Equity Corporation
  Tucson, AZ
• 10/2016 → 02/2022
  Sage Financial Services Llc
  Tucson, AZ
• 02/2022 → Present
  Balboa Wealth Partners, Inc. Dba Robinson & Shumaker Wealth Mgmt
  Tucson, AZ
• 06/2008 → Present
  Shumaker Wengren Llc
  Tucson, AZ
• 07/2025 → Present
  Sunrise Tax & Planning Llc
  Tucson, AZ

Previous Registrations

• 2015-02-12 → 2022-02-14
  Ffec Wealth Partners Llc
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Tucson, AZ
• 2009-01-22 → 2015-02-03
  Grove Point Investments, Llc
  Phoenix, AZ
  Tucson, AZ
  Tucson, AZ
• 2003-06-24 → 2009-01-02
  Pacific West Financial Consultants Inc
  Tucson, AZ
• 2002-08-14 → 2002-11-21
  Pacific West Financial Consultants Inc
  Tucson, AZ

Other Businesses

1.) SHUMAKER, WENGREN, LLC POSITION: MANAGING PARTNER, HOURS: 100; NON-INVESTMENT RELATED. LOCATED AT: 310 S. WILLIAMS BLVD, SUITE 310, TUCSON, AZ 85711 HOURS: 50 START DATE: 06/01/2008 DESCRIPTION: PREPARE PERSONAL AND BUSINESS TAX RETURNS. SUPERVISE BOOKKEEPERS. 2.)ROBINSON & SHUMAKER WEALTH MANAGEMENT POSITION: dba NATURE: dba for business conducted through BALBOA WEALTH PARTNERS, INC. Investment related: No. NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/16/2019 ADDRESS: 3567 E SUNRISE DR, SUITE 119, TUCSON AZ 85718, United States DESCRIPTION: investments 3) SUNRISE TAX AND PLANNING; NOT INVESTMENT RELATED; SAME AS REPORTED BUSINESS LOCATION; TAX PREPARATION AND FILING; 60 PERCENT OWNERSHIP; 50 HOURS PER MONTH 4) LICENSED INSURANCE AGENT; NOT-INVESTMENT RELATED; SAME AS REPORTED BUSINESS LOCATION; INSURANCE SALES; IMPLMENTATION OF INSURANCE RECOMMENDATIONS; APPROX LESS THAN 5% OR TIME PER MONTH

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-07-03
• S63 Uniform Securities Agent State Law Examination
  1996-05-24

Designations