Mark Alan Faulkenberry

Current Employers

Treehouse Financial, Inc

Kinards, SC • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2005-09-09

SC RA
APPROVED

Since 2005-09-09

Branch Locations

Kinards, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Treehouse Financial, Inc	Newberry	SC	08/2005	Present
Brothers In Arms, Llc	Columbia	SC	07/2010	Present

08/2005 → Present

Treehouse Financial, Inc

Newberry, SC
07/2010 → Present

Brothers In Arms, Llc

Columbia, SC

Other Businesses

I AM A MEMBER OF BROTHERS IN ARMS, LLC, WITH A FEDERAL FIREARMS LICENSE. BIA SELLS FIREARMS AND PROVIDES TRAINING ON FIREARMS SAFETY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-08
S63	Uniform Securities Agent State Law Examination	1996-06-07

S65 Uniform Investment Adviser Law Examination

1997-07-08
S63 Uniform Securities Agent State Law Examination

1996-06-07

Other Names

Marc Alan Faulkenberry

View on SEC IAPD