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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward D. Jones & Co., L.P. | Temple | TX | 04/1996 | 11/2022 |
| Commonwealth Financial Network | San Diego | TX | 11/2022 | Present |
1.Fixed insurance sales; as of 11/29/2022; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Vice President, & Secretary, BHV, LLC; an entity created for the purpose of managing commercial real estate at 9121 Adams Lane, Temple, TX 76502, as of 1/01/2021; 0% time spent during business hours; Not conducted at branch; Investment related. 3. Co-owner & President, T2S3, LLC; an entity created for the purpose of buying & managing residential & commercial real estate in Gatesville, TX, as of 4/30/2019; 0% time spent during business hours; Not conducted at branch; Investment related. 4. Co-Owner & Vice President, Wapiti Investment Properties, LLC, an entity created for the purpose of building and managing commercial real estate in Temple, TX; as of 1/15/2016; 0% of time spent during business hours; Conducted at branch; Investment related. 5. Co-Owner, Cedarwood Financial Partners, LLC, a private entity established to facilitate advisory business; as of 12/02/2022; 100% of time spent during business hours; Conducted at branch; Investment related. 6. Co-owner of rental property used for wedding venues (The Vincent Homestead) located in Gatesville, TX, as of 09/2024; 5% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-04 |
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