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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-26 |
| FL | RA | APPROVED | 1996-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gainesville | FL | 05/1996 | Present |
| Bank Of America, Na | Gainesville | FL | 12/2009 | Present |
I*29722For profit or not for profit: For-Profit OrganizationName of outside business organization: WOLFE EQUINE VETERINARY PRACTICEInvestment related: NAddress of business:Reddick, Florida 32686Nature of business: S-Corp,Position, title, association: Other, Check writing onlyStart date of relationship: 12:00:00 AMNumber of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: This is my wife's veterinary practice. I am not an owner of the business, but I have check writing capability on the WCMA. I*4852275, Entity Type: , Name of OBA: L L. W, Address: Reddick, Florida, 32686, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/08/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-10 |
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