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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-17
PA RA APPROVED 2010-10-27
  • NJ RA
    APPROVED
    Since 2024-07-17
  • PA RA
    APPROVED
    Since 2010-10-27

Branch Locations

201 King Of Prussia Road Suite 501, Radnor, PA 19087 • United States

Cherry Hill, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Comp Springfield MA 06/1995 Present
Mml Investors Services, Inc. Radnor PA 04/1996 Present
  • 06/1995 → Present
    Massachusetts Mutual Life Insurance Comp
    Springfield, MA
  • 04/1996 → Present
    Mml Investors Services, Inc.
    Radnor, PA
Other Businesses

NAME: CAREN R. LEVINE INV REL: Y ADD: 201 KING OF PRUSSIA ROAD SUITE 501RADNOR, PA 19087 NATURE: LIFE, HEALTH POSITION: SALES, AGENT START DATE: 3/1/2012 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-03
S63 Uniform Securities Agent State Law Examination 1996-04-30
  • S65 Uniform Investment Adviser Law Examination
    2006-03-03
  • S63 Uniform Securities Agent State Law Examination
    1996-04-30
Other Names
  • Caren Levine Karpf

View on SEC IAPD

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