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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-12-03 |
| CO | RA | APPROVED | 2014-05-08 |
| TX | RA | APPROVED | 2011-06-29 |
Branch Locations
2840 E. Skyline Drive Suite 200, Tucson, AZ 85718 • United States
Tucson, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Tucson | AZ | 06/2011 | Present |
1) D&F HOLDINGS, LLC; 238-240 Broadway, Denver, CO 80203; Purchase office space for Illegal Pete's, retail downstairs; Other; 25% owner of LLC which is purchasing building; review leases, vote on capital expenses; 8/30/2013; Business hours per month: No /// 2) TIERRA FINANCIAL SERVICES, LLC; 3220 Lakeside Village, Prescott, AZ 86301-7647; lend money between family entities; Partner; none; 9/15/2012; Business hours per month: No /// 3) TIERRA PARTNERS VI, LLC; 3220 Lakeside Village, Prescott, AZ 86301-7647; Real Estate Investments; Partner; none; 9/15/2012; Business hours per month: No /// 4) FORT WALNUT LLC; %Illegal Pete's, 1736 E Evans, Denver, CO 80210; Purchase Real Estate to lease to Illegal Pete's Restaurant; Partner; Decide whether to buy, contribute my percentage ownership; 10/15/2013; Business hours per month: No /// 5) 246 SOUTH BROADWAY, LLC; 1601 Arapahoe St, Floor 8, Denver, CO 80202; Purchase and Rent commercial RE; Partner; help make decisions on RE investments; 2/15/2013; Business hours per month: No /// 6) TIERRA PARTNERS LLC; 3220 Lakeside Village Dr, Prescott, AZ 86301; Purchase real estate; Partner; Decide whether to buy or sell real estate investments; 12/18/2017; Business hours per month: No 7) 326 Walnut, LLC, Evergreen, Colorado United States-80439, Partnership, Real Estate, Own commercial real estate at 326 Walnut Street, Fort Collins, CO, Partner, contribute my share of capital, start date-11/1/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-26 |
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