Lisa Katarina Waldorf

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2011-10-10

IL RA
APPROVED

Since 2011-10-10

Branch Locations

Darien, IL • United States

241 S. Frontage Rd. Ste. 46, Burr Ridge, IL 60527-5803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Farmington Hills	MI	09/1995	Present
Pfs Investments Inc.	Duluth	GA	03/1996	Present

09/1995 → Present

Primerica Financial Services

Farmington Hills, MI
03/1996 → Present

Pfs Investments Inc.

Duluth, GA

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Lisa + Wally, Inc., Investment Related, 241 S. Frontage Rd. Ste. 46, Burr Ridge, IL, 60527, Primerica Business Purposes, Co-Owner, 09/2005 to Present, 160 hours per month (160 hours per month during securities trading hours), legal entity formed solely for Primerica business

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-04-29
S63	Uniform Securities Agent State Law Examination	1996-07-23

S65 Uniform Investment Adviser Law Examination

2011-04-29
S63 Uniform Securities Agent State Law Examination

1996-07-23

Other Names

Lisa Katarina Waldort
Lisa Wennes
Lisa Katarina Wennes

View on SEC IAPD