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Brook Thomas Conley

Voya Investment Management Co. LLC

Pembroke, MA

New York, NY

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Current Employers
Voya Investment Management Co. Llc

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-03-25
OK RA APPROVED 2025-03-25
AZ RA APPROVED 2025-03-12
IL RA APPROVED 2025-03-12
ND RA APPROVED 2025-03-10
LA RA APPROVED 2025-03-05
GA RA APPROVED 2025-03-04
NM RA APPROVED 2025-03-04
AK RA APPROVED 2025-03-03
DE RA APPROVED 2025-03-03
IN RA APPROVED 2025-03-03
KY RA APPROVED 2025-03-03
ME RA APPROVED 2025-03-03
RI RA APPROVED 2025-03-03
SC RA APPROVED 2025-03-03
TX RA APPROVED 2025-03-03
VA RA APPROVED 2025-03-03
  • MA RA
    APPROVED
    Since 2025-03-25
  • OK RA
    APPROVED
    Since 2025-03-25
  • AZ RA
    APPROVED
    Since 2025-03-12
  • IL RA
    APPROVED
    Since 2025-03-12
  • ND RA
    APPROVED
    Since 2025-03-10
  • LA RA
    APPROVED
    Since 2025-03-05
  • GA RA
    APPROVED
    Since 2025-03-04
  • NM RA
    APPROVED
    Since 2025-03-04
  • AK RA
    APPROVED
    Since 2025-03-03
  • DE RA
    APPROVED
    Since 2025-03-03
  • IN RA
    APPROVED
    Since 2025-03-03
  • KY RA
    APPROVED
    Since 2025-03-03
  • ME RA
    APPROVED
    Since 2025-03-03
  • RI RA
    APPROVED
    Since 2025-03-03
  • SC RA
    APPROVED
    Since 2025-03-03
  • TX RA
    APPROVED
    Since 2025-03-03
  • VA RA
    APPROVED
    Since 2025-03-03

Branch Locations

Pembroke, MA • United States

200 Park Avenue, New York, NY 10166 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Funds Distributor, Inc. Boston MA 04/1996 02/2025
Banc Of America Capital Management Llc Boston MA 06/2005 02/2025
Riversource Investments Minneapolis MN 05/2010 02/2025
Riversource Fund Distributors, Inc. Boston MA 05/2010 02/2025
Voya Investment Management Pembroke MA 03/2025 Present
Voya Investment Management Co. Llc New York NY 03/2025 Present
Voya Investments Distributor, Llc Windsor CT 03/2025 Present
  • 04/1996 → 02/2025
    Columbia Funds Distributor, Inc.
    Boston, MA
  • 06/2005 → 02/2025
    Banc Of America Capital Management Llc
    Boston, MA
  • 05/2010 → 02/2025
    Riversource Investments
    Minneapolis, MN
  • 05/2010 → 02/2025
    Riversource Fund Distributors, Inc.
    Boston, MA
  • 03/2025 → Present
    Voya Investment Management
    Pembroke, MA
  • 03/2025 → Present
    Voya Investment Management Co. Llc
    New York, NY
  • 03/2025 → Present
    Voya Investments Distributor, Llc
    Windsor, CT
Previous Registrations
Other Businesses

NAUKABOUT,LLC-CO-MANAGING PARTNER-LIFESTYLE BRAND WITH CLOTHING,MUSIC AND BEER. O-1HR/MONTH, NO COMPENSATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-16
S63 Uniform Securities Agent State Law Examination 1996-11-19
  • S65 Uniform Investment Adviser Law Examination
    2005-06-16
  • S63 Uniform Securities Agent State Law Examination
    1996-11-19

View on SEC IAPD

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