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Matthew Steiger

Rbc Securities, Inc

Los Angeles, CA

Los Angeles, CA

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-07
  • CA RA
    APPROVED
    Since 2016-11-07

Branch Locations

2029 Century Park East 1St Floor, Los Angeles, CA 90067 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Los Angeles CA 08/2013 11/2016
Convergent Wealth Advisors, Llc Potomac MD 10/2014 11/2016
City National Securities Beverly Hills CA 11/2016 Present
  • 08/2013 → 11/2016
    Student
    Los Angeles, CA
  • 10/2014 → 11/2016
    Convergent Wealth Advisors, Llc
    Potomac, MD
  • 11/2016 → Present
    City National Securities
    Beverly Hills, CA
Previous Registrations
  • 2015-03-04 → 2016-10-31
    Convergent Wealth Advisors, Llc
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-03-16
S65 Uniform Investment Adviser Law Examination 2015-03-04
  • S63 Uniform Securities Agent State Law Examination
    2018-03-16
  • S65 Uniform Investment Adviser Law Examination
    2015-03-04

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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