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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-09
IA RA APPROVED 2026-02-05
  • TX RA
    APPROVED_RES
    Since 2026-02-09
  • IA RA
    APPROVED
    Since 2026-02-05

Branch Locations

3467 Forest Grove Drive, Bettendorf, IA 52722 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Moline IL 01/2011 11/2016
Wells Fargo Clearing Services, Llc Moline IL 11/2016 04/2021
Ameriprise Financial Services, Llc Davenport IA 04/2021 02/2026
Raymond James Financial Services Inc. Bettendorf IA 02/2026 Present
Raymond James Financial Services Advisors Inc. Bettendorf IA 02/2026 Present
Previous Registrations
  • 2021-04-01 → 2026-02-12
    Davenport, IA
    Davenport, IA
  • 2011-01-03 → 2021-04-06
    Moline, IL
    Moline, IL
    Rock Island, IL
    West Des Moines, IA
    Davenport, IA
    Morrison, IL
    Davenport, IA
    Davenport, IA
    Geneseo, IL
  • 2009-11-03 → 2011-01-03
    Wells Fargo Investments, Llc
    Moline, IL
  • 2007-01-26 → 2009-11-05
    Moline, IL
    St. Louis, MO
    Silvis, IL
Other Businesses

(1)Name of Business: JRP Operational Support, LLC Address: 3467 Forest Grove Drive, Bettendorf, IA, 52722, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor. Client facing. (2)Name of Business: The Cities Private Wealth Group Address: 3467 Forest Grove Drive, Bettendorf, IA, 52722, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Role in relation to this activity: Advisor\n\nMeet with clients for financial planning and investments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-18
S63 Uniform Securities Agent State Law Examination 2006-01-19
  • S66 Uniform Combined State Law Examination
    2007-01-18
  • S63 Uniform Securities Agent State Law Examination
    2006-01-19
Designations
Other Names
  • David Poole

View on SEC IAPD

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