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2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-05-06 |
Branch Locations
1122 Oberlin Rd Suite 210, Raleiegh, NC 27605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gordon Asset Management, Llc | Durham | NC | 12/2015 | 02/2019 |
| Aptus Capital Advisors, Llc | Fairhope | AL | 02/2019 | 04/2020 |
| Guardian Wealth Advisors, Llc | Raleigh | NC | 04/2020 | Present |
1. Protecting the Pig (book); Yes; N/A; Publishing a book with the hopes to attract new prospective clients and speaking opportunities.; Author; 08/01/2020; 1 hour weekly; Unknown.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-10 |
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