Roger John David

Current Employers

Employment History

• 05/2015 → Present
  Kestra Investment Services, Llc
  Grand Rapids, MI
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Grand Rapids, MI

Previous Registrations

• 2010-09-24 → 2015-05-04
  Fsc Securities Corporation
  Grand Rapids, MI
  Atlanta, GA

Other Businesses

BN: Rinvelt & David, LLC Inv Rel: Yes Addr: 1700 East Beltline NE Ste. 150 Grand Rapids MI 49525 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC POSI: Registered Representative and IAR. Start Date: 12/12/2004 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Consulting families and businesses regarding financial planning, securities transactions and management and insurance sales. BN: The Order of St. Ignatius of Antioch Inv Rel: No Addr: 358 Mountain Road Englewood NJ 07631 NOB: Community/Charitable/Civic POSI: National Chairperson Start Date: 10/1/2010 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: To travel to parishes and events around the United States and speak on behalf of The Oder and try to motivate people to join and become members. The annual dues range from $500 to $15,000 per year depending on the level of membership. I recruit at the events. Indct new members and coordinate the payment with the local parish and the main office in Englewood, NJ. I do not physically handle the membership dues from the weekends. BN: Kestra Advisory Services, LLC Inv Rel: Yes Addr: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POSI: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services BN: ANTIOCHIAN ORTHODOX ARCHDIOCESE INVESTMENT COMMITTEE POSI: Committe Member NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: Yes #OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDR: 358 Mountain Road, Englewood NJ 07631 DESC: It is a committee that reviews the invesment recommendatrions of the Marrill Lynch investment advisoers and makes sure that the investment risk and types of securities are in line with the investment policy statement. I do not make specific investment recommendations. That is done by Merrill Lynch advisors. My recommendations would be general in nature and the specific invetsment recommendations are made by the Merrill Lynch advisors. I wouldask questions and make suggestions for overall allocations and risk of the portfolio. The Merrill Lynch advisors provide the specific invetsment recommendations which are then approved by the committe as a whole. BN: THE ORDER OF ST. IGNATIUS OF ANTIOCH POSI: National Chairperson NOB: None INV REL: No #OF HOURS: 12 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2010 ADDR: 358 Mountain Road, Englewood NJ 07631 DESC: To travel to parishes and events around the United States and speak on behalf of The Oder and try to motivate people to join and become members. The annual dues range from $500 to $15,000 per year depending on the level of membership. I recruit at the events. Indct new members and coordinate the payment with the local parish and the main office in Englewood, NJ. I do not physically handle the membership dues from the weekends. I do work with other members of the Order and we review financial statemernts, create budgets and review investment/asset values for the endowment orf the Order. BN: BINDER PARK ZOO POSI: Board Member NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: Yes #OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2023 ADDR: 7400 Division Drive, Battle Creek MI 49014 DESC: Review financials and invetsment allocations and performance. Discuss management items of the zoo. I do not provide any specific investmentrecommendations. The only thing I would ask or provide input on would be questions regarding general asset allocation and alolow the current advisor to preovide specifics.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-08-16
• S63 Uniform Securities Agent State Law Examination
  1996-05-07

Other Names

• Rog David
• Roger John David
• Roger John David