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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-03-25
  • PA RA
    APPROVED
    Since 2019-03-25

Branch Locations

249 Fifth Avenue Floor 29, Pittsburgh, PA 15222 • United States

Lower Burrell, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Sarver PA 04/1996 01/2019
The Prudential Insurance Company Of America Sarver PA 04/1996 01/2019
Pnc Investments Pittsburgh PA 03/2019 Present
  • 04/1996 → 01/2019
    Sarver, PA
  • 04/1996 → 01/2019
    The Prudential Insurance Company Of America
    Sarver, PA
  • 03/2019 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-22
S63 Uniform Securities Agent State Law Examination 1996-05-07
  • S65 Uniform Investment Adviser Law Examination
    2000-11-22
  • S63 Uniform Securities Agent State Law Examination
    1996-05-07
Other Names
  • Al Hopkins

View on SEC IAPD

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