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12728 State Line Rd., Leawood, KS 66209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 09/1999 | Present |
| Normandy Investment Advisors | St. Paul | MN | 04/2025 | Present |
1. FIXED INSURANCE SALES AT LOCATION, INVESTMENT RELATED. 2. PRIVATE PORTFOLIO SERVICES, INC. - PRESIDENT AND SOLE OWNER OF ENTITY CREATED FOR SECURITIES AND INSURANCE BUSINESS, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-05 |
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