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Juan Carlos Gomez

Prime Capital Equities LLC

San Diego, CA

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Current Employers
Prime Capital Equities Llc

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-30
CA RA APPROVED 2011-04-11
  • TX RA
    APPROVED_RES
    Since 2019-01-30
  • CA RA
    APPROVED
    Since 2011-04-11

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prime Capital Equities (157411) San Diego CA 04/2011 Present
  • 04/2011 → Present
    Prime Capital Equities (157411)
    San Diego, CA
Previous Registrations
  • 2004-10-04 → 2011-04-04
    Private Asset Management Inc
    San Diego, CA
  • 2004-02-05 → 2004-09-28
    Cornerstone Wealth Management
    San Diego, CA
  • 1999-11-23 → 2003-12-05
    Charles Schwab & Co., Inc.
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-05
S63 Uniform Securities Agent State Law Examination 1996-09-20
  • S65 Uniform Investment Adviser Law Examination
    1999-11-05
  • S63 Uniform Securities Agent State Law Examination
    1996-09-20
Other Names
  • Juan Carids Gomez
  • Juan Carlos Gomez

View on SEC IAPD

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