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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-05-31 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Charlotte | NC | 03/2014 | 03/2017 |
| Mml Investors Services, Llc | Charlotte | NC | 03/2017 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Charlotte | NC | 06/2017 | 03/2019 |
| Mml Investors Services, Llc | Charlotte | NC | 06/2017 | 02/2022 |
| Massmutual Life Insurance Co | Charlotte | NC | 03/2019 | 02/2022 |
| Guardian Life Insurance Company | Charlotte | NC | 01/2022 | 01/2025 |
| Park Avenue Securities | Charlotte | NC | 05/2022 | 01/2025 |
| Guardian Life Insurance Company | Charlotte | NC | 01/2025 | Present |
| Park Avenue Securities Llc | Charlotte | NC | 01/2025 | Present |
1) Real Estate Broker - Farms & Estates Realty Start date: 05/01/2022, Address: 101 W. South Main Street, Waxhaw, NC 28173 , 12 total hours per month; 0 during securities trading hours, Investment related, More than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-14 |
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