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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-08-05 |
Branch Locations
Citi Wealth Management, Sales 227 West Monroe St, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 02/2006 | 08/2024 |
| Citigroup | Chicago | IL | 08/2024 | Present |
I*114648 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOUTHERN NEW HAMPSHIRE UNIVERSITY INVESTMENT RELATED: N ADDRESS OF BUSINESS: HOOKSETT, NEW HAMPSHIRE 3106 NATURE OF BUSINESS: OTHER,NON PROFIT PRIVATE EDUCATION INSTITUITON POSITION, TITLE, ASSOCIATION: OTHER, ADJUNCT FACULTY START DATE OF RELATIONSHIP: 5/28/2018 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ADJUNCT FACULTY FOR ON-LINE GRADUATE AND UNDERGRADUATE CLASSES//// Southern New Hampshire University; Not Investment-related; Nature: Higher education university offering Undergraduate and Graduate degrees.; Manchester, NH; Started: July 31, 2024; Title: Adjunct Professor; Duties: Teach online finance classes. All activity is done after working hours and amounts to five hours of work or less per week.; No hours are devoted each month during securities trading hours; 11-20 hours are devoted each month outside of securities trading hours. ////
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-23 |
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