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Carol Craddock Jordan

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

Gilbert, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-17
AZ RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2019-10-17
  • AZ RA
    APPROVED
    Since 2011-01-03

Branch Locations

8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States

3222 E Ray Rd, Gilbert, AZ 85296 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Phoenix AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Phoenix AZ 11/2016 Present
Previous Registrations
  • 2009-07-07 → 2011-01-03
    Wells Fargo Investments, Llc
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
  • 2007-11-26 → 2009-06-29
    Banc Of America Investment Services, Inc.
    Mesa, AZ
    Mesa, AZ
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-15
S65 Uniform Investment Adviser Law Examination 1998-09-16
S63 Uniform Securities Agent State Law Examination 1996-08-14
  • S66 Uniform Combined State Law Examination
    2007-11-15
  • S65 Uniform Investment Adviser Law Examination
    1998-09-16
  • S63 Uniform Securities Agent State Law Examination
    1996-08-14
Other Names
  • Carol Ann Craddock

View on SEC IAPD

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