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Charlestown, MA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-09-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Winslow, Evans & Crocker, Inc. | Boston | MA | 01/2007 | 09/2020 |
| Onboard Financial Management, Llc | Charlestown | MA | 09/2020 | Present |
1) PARTIAL OWNER OF COMMONWEALTH LIMOUSINE. 250 EVERETT ST. ALLSTON, MA 02134. PASSIVE INVESTMENT. NOT INVOLVED IN DAILY OPERATIONS. NON-INVESTMENT RELATED ACTIVITY. NO TIME DEDICATED DURING THE TRADING HOURS OF OPERATIONS. OCCASIONAL TAX PREPARATION ACTIVITY FOR EXISTING CUSTOMERS AS AN REGISTERED TAX RETURNH PREPARER. ACTIVITY IS LIMITED TO DEMINIMUS NUMBER OF CUSTOMERS. ~5 HOURS PER YEAR. 2) Licensed Insurance Professional. Same Address. Less than 10% of business time.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-25 |
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