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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-12-10
TX RA APPROVED_RES 2020-03-19
MN RA APPROVED 2014-02-05
  • TN RA
    APPROVED
    Since 2021-12-10
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • MN RA
    APPROVED
    Since 2014-02-05

Branch Locations

Franklin, TN • United States

2000 Meridian Boulevard Suite 290, Franklin, TN 37067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Franklin TN 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Franklin, TN
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

Blue Gray Lodge LLC; Investment related - Yes; Private Company; Board of Directors (proprietor, partner, officer, director, employee, trustee, agent); 04/2008; During business hours: 0; After business hours: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-05
S63 Uniform Securities Agent State Law Examination 1996-05-17
  • S65 Uniform Investment Adviser Law Examination
    1996-06-05
  • S63 Uniform Securities Agent State Law Examination
    1996-05-17
Other Names
  • Kevin D Riskevich

View on SEC IAPD

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