John Joseph Nelson

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2025-08-14
CT	RA	APPROVED	2023-06-06

ME RA
APPROVED

Since 2025-08-14
CT RA
APPROVED

Since 2023-06-06

Branch Locations

8 Wright Street Suite 204, Westport, CT 06880 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Norwalk	CT	04/2013	06/2023
Stifel, Nicolaus & Company, Incorporated	Westport	CT	06/2023	Present

04/2013 → 06/2023

Ameriprise Financial Services, Inc.

Norwalk, CT
06/2023 → Present

Stifel, Nicolaus & Company, Incorporated

Westport, CT

Previous Registrations

2013-04-12 → 2023-06-06

Ameriprise Financial Services, Llc

Westport, CT
2008-01-01 → 2013-04-15

Wells Fargo Clearing Services, Llc

Westport, CT

Southport, CT
2006-01-30 → 2008-01-01

A. G. Edwards & Sons, Inc.

St. Louis, MO

Southport, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-27

S66 Uniform Combined State Law Examination

2006-01-27

Designations

View on SEC IAPD

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