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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-11 |
| MN | RA | APPROVED | 2025-07-10 |
| TN | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED_RES | 2025-07-10 |
Branch Locations
Clearwater, FL • United States
Nashville, TN • United States
600 Inwood Avenue N Suite 145, Oakdale, MN 55128 • United States
9495 Blackoaks Lane N Suite 1A, Maple Grove, MN 55311 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Oakdale | MN | 01/2000 | Present |
| Lpl Financial Llc | Clearwater | FL | 07/2025 | Present |
1) GIERE INVESTMENT SERVICES INC POSITION: owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 02/01/1999 ADDRESS: 600 inwood ave n, ste 145, oakdale MN 55128 DESCRIPTION: owner of investment services business 2) GIERE INVESTMENT SERVICES INC. POSITION: Agent NATURE: Insurance - Fixed Annuities; Life/Health INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/1999 ADDRESS: 600 Inwood Ave N, Suite 145, Oakdale MN 55128, United States DESCRIPTION: Sales and service of insurance products 3) KATHY GIERE POSITION: none - spouse's property only NATURE: Other - manage rental property with spouse INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2020 ADDRESS: 890 Midwest Trail N, Lake Elmo MN 55042, United States DESCRIPTION: None - spouse's property only 4) R0BINS NEST CHILDRENS HOME POSITION: Board Member NATURE: Charity/Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2022 ADDRESS: 890 Midwest Trail N, Lake Elmo MN 55042, United States DESCRIPTION: Development chair and general board member 5) SOUTHERN SOCIAL HOLDINGS WOODBURY LLC, NOT INVESTMENT RELATED ADDRESS: 1424 Weir Dr., Woodbury, MN 55125 NATURE: Restaurant and Real Estate, POSITION: Silent investor only (none) START DATE: Expected to start October 2023 NO OF HOURS: 0 hrs/month (out of 160 hrs/month), 0 hrs/month (out of 120 hrs/month) during market hours DESCRIPTION: Restaurant and Real Estate associated 6) Southern Social Holdings Chaska LLC NOT INVESTMENT RELATED NATURE: Restaurant and Real Estate, POSITION: Silent investor only (none) START DATE: Expected to open June 2025 NO OF HOURS: 0 hrs/month (out of 160 hrs/month), 0 hrs/month (out of 140 hrs/month) during market hours DESCRIPTION: Restaurant and Real Estate associated
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-05 |
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