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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-11
MN RA APPROVED 2025-07-10
TN RA APPROVED 2025-07-10
TX RA APPROVED_RES 2025-07-10
  • FL RA
    APPROVED
    Since 2025-07-11
  • MN RA
    APPROVED
    Since 2025-07-10
  • TN RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED_RES
    Since 2025-07-10

Branch Locations

Clearwater, FL • United States

Nashville, TN • United States

600 Inwood Avenue N Suite 145, Oakdale, MN 55128 • United States

9495 Blackoaks Lane N Suite 1A, Maple Grove, MN 55311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Inc Oakdale MN 01/2000 Present
Lpl Financial Llc Clearwater FL 07/2025 Present
  • 01/2000 → Present
    Next Financial Group Inc
    Oakdale, MN
  • 07/2025 → Present
    Clearwater, FL
Previous Registrations
  • 2012-03-27 → 2025-07-10
    Next Financial Group, Inc.
    Oakdale, MN
    Maple Grove, MN
    Clearwater, FL
    Maple Grove, MN
    Nashville, TN
Other Businesses

1) GIERE INVESTMENT SERVICES INC POSITION: owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 02/01/1999 ADDRESS: 600 inwood ave n, ste 145, oakdale MN 55128 DESCRIPTION: owner of investment services business 2) GIERE INVESTMENT SERVICES INC. POSITION: Agent NATURE: Insurance - Fixed Annuities; Life/Health INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/1999 ADDRESS: 600 Inwood Ave N, Suite 145, Oakdale MN 55128, United States DESCRIPTION: Sales and service of insurance products 3) KATHY GIERE POSITION: none - spouse's property only NATURE: Other - manage rental property with spouse INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2020 ADDRESS: 890 Midwest Trail N, Lake Elmo MN 55042, United States DESCRIPTION: None - spouse's property only 4) R0BINS NEST CHILDRENS HOME POSITION: Board Member NATURE: Charity/Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2022 ADDRESS: 890 Midwest Trail N, Lake Elmo MN 55042, United States DESCRIPTION: Development chair and general board member 5) SOUTHERN SOCIAL HOLDINGS WOODBURY LLC, NOT INVESTMENT RELATED ADDRESS: 1424 Weir Dr., Woodbury, MN 55125 NATURE: Restaurant and Real Estate, POSITION: Silent investor only (none) START DATE: Expected to start October 2023 NO OF HOURS: 0 hrs/month (out of 160 hrs/month), 0 hrs/month (out of 120 hrs/month) during market hours DESCRIPTION: Restaurant and Real Estate associated 6) Southern Social Holdings Chaska LLC NOT INVESTMENT RELATED NATURE: Restaurant and Real Estate, POSITION: Silent investor only (none) START DATE: Expected to open June 2025 NO OF HOURS: 0 hrs/month (out of 160 hrs/month), 0 hrs/month (out of 140 hrs/month) during market hours DESCRIPTION: Restaurant and Real Estate associated

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-07
S63 Uniform Securities Agent State Law Examination 1996-07-05
  • S65 Uniform Investment Adviser Law Examination
    2012-05-07
  • S63 Uniform Securities Agent State Law Examination
    1996-07-05
Other Names
  • Todd V Giere

View on SEC IAPD

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