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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01

Branch Locations

4501 Tamiami Trl N Ste 418, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 11/1993 Present
Northwestern Mutual Investment Services, Llc Naples FL 06/2011 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 11/1993 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2011 → Present
    Naples, FL
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 33% OWNER, DDN PARTNERSHIP, LEGAL ENTITY, START DATE: 8/3/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SHARING EXPENSES WITH TWO OTHER NML REPS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-09-25
  • S63 Uniform Securities Agent State Law Examination
    2006-09-25
Other Names
  • John Richard Jr Delaney

View on SEC IAPD

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