Grant Frederick Carroll

Current Employers

Strategic Financial Partners, Ltd

Bend, OR • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-08-12
OR	RA	APPROVED	2009-04-14

TX RA
APPROVED_RES

Since 2022-08-12
OR RA
APPROVED

Since 2009-04-14

Branch Locations

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc.	Portland	OR	05/2004	Present
Strategic Financial Partners, Ltd	Bend	OR	09/2008	Present

05/2004 → Present

Lpl Financial Llc.

Portland, OR
09/2008 → Present

Strategic Financial Partners, Ltd

Bend, OR

Previous Registrations

2003-04-23 → 2004-05-26

Ws Griffith Securities, Inc.

Portland, OR

Other Businesses

1). 03/27/2009 - REGISTERED INVESTMENT ADVISOR / STRATEGIC FINANCIAL PARTNERS, LTD / 20% OF TIME SPENT. 2). 03/09/2015 - NON-VARIABLE INSURANCE - THIS IS NOT AN AGENCY. JUST SELLING NON VARIABLE INSURANCE AS PART OF COMPREHENSIVE FINANCIAL PLANNING. - TIME SPENT 5 HRS PER MON. - PORTLAND, OR 3). 10/10/2019 - Wavy C Ranch - Not investment related - Home based - Reps Business - start date:06/01/2017 - 3 hrs/mo - 0 hrs during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-15
S63	Uniform Securities Agent State Law Examination	1996-05-08

S66 Uniform Combined State Law Examination

2003-04-15
S63 Uniform Securities Agent State Law Examination

1996-05-08

View on SEC IAPD