Best Investors
Account
Sign in
Best Investors
Account
Sign in
1800 Fruitville Pike, Lancaster, PA 17601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Chambersburg | PA | 08/2012 | 10/2019 |
| 1St Global Advisors Inc | Chambersburg | PA | 08/2012 | 10/2019 |
| Avantax Insurance Services, Inc. | Chambersburg | PA | 08/2012 | 12/2021 |
| Avantax Advisory Services | Chambersburg | PA | 10/2019 | 12/2021 |
| Avantax Investment Services, Inc. | Chambersburg | PA | 10/2019 | 12/2021 |
| Rkl Wealth Management | Chambersburg | PA | 01/2022 | Present |
1) INSURANCE SALES - DISABILITY POSITION: Agent NATURE: DISABILITY PRODUCT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2017 ADDRESS: Worcester MA , DESCRIPTION: We would like to become rep of record to service existing UNUM disability policies that our clients have. 2) EIA SALES POSITION: FINANCIAL ADVISOR NATURE: INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/16/2015 ADDRESS: Chambersburg PA 17201, DESCRIPTION: EIA Sales/Service 3) ROTZ & STONESIFER FINANCIAL SERVICES, LLC POSITION: DIRECTOR OF FINANCIAL SERVICES NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/04/2012 ADDRESS: 1134 Kennebec Drive, Chambersburg PA 17201, DESCRIPTION: Financial services DBA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-15 |
Reach out to this advisor