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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-02-11
  • TX RA
    APPROVED
    Since 2008-02-11

Branch Locations

Houston, TX • United States

750 Town And Country Blvd Suite 400, Houston, TX 77024 • United States

777 N Eldridge Road Suite 400, Houston, TX 77079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Houston TX 01/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-09
S63 Uniform Securities Agent State Law Examination 2004-07-24
  • S66 Uniform Combined State Law Examination
    2008-02-09
  • S63 Uniform Securities Agent State Law Examination
    2004-07-24

View on SEC IAPD

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