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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2009-08-14 |
| TX | RA | APPROVED_RES | 2009-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Augusta | GA | 08/2009 | Present |
1. Masters Home Rental; 2513 Walton Way Augusta GA 30904; I rent my house during Masters week; Owner; 04/21/1972; 0.00 Hour(s) Per Day; not during securities trading hours; Investment-Related. 2. Augusta Country Club; 655 Milledge Road, Augusta, GA 30904; Country Club; Board of Directors; Manage the Club; 02/08/2021; 1 Hour per Week; During Securities Trading Hours; Not Investment-Related. 3. 2609 Central Avenue; Augusta GA 30904; Landlord; Rental; 10/09/2024; 0.00hrs/day; not during securities trading hours; Investment-Related. 4. Augusta Country Club; 655 Milledge Road Augusta, GA 30904; Country Club; President of the Board of Governors; Help with the oversight of the country club; 01/27/2026; 10hrs/mth; During securities trading hours; Not investment related 5. Georgia Profits; 3048 Pine Needle Road Augusta, GA 30909; Social / Investment Club; member; no duties; 02/05/2026; 1hr/mth; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-06-12 |
| S65 | Uniform Investment Adviser Law Examination | 1996-06-12 |
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